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Originally Published PMPN November 2004

Regulatory Focus

FDA Publishes New Guidance on Aseptic Processing

The document contains new sections on blow-fill-seal technology.

Ben Van Houten
Senior Editor

FDA has published a long-awaited aseptic processing guidance that includes new sections on personnel, isolator technology, blow-fill-seal processes, and rapid-test methods for identifying microbes. The finished guidance explains FDA’s current thinking on sterile drugs produced by aseptic processing in the context of current good manufacturing practice (CGMP) regulations for drug and biological products.

“Guidance for Industry: Sterile Drug Products Produced by Aseptic Processing—Current Good Manufacturing Practice,” was originally issued for public comment in September 2003. Since then, FDA has received more than 60 letters and electronic submissions in response to the draft. That draft was an update of the original aseptic processing guidance issued in 1987.

The guidance’s goal, according to FDA, is to provide clear and consistent communication of regulatory expectations to promote voluntary compliance. The Office of Compliance in FDA’s Center for Drug Evaluation and Research (CDER) led the guidance revisions. The finished guidance is officially a joint document from CDER, the Center for Biologics Evaluation and Research, and the Office of Regulatory Affairs.

The major issue in the revised guidance is the enhanced requirement for media fills in process simulation. As a result, the document now puts more emphasis on worst-case conditions, such as conducting media fills with operators who are fatigued, rather than at the beginning of a shift. Since science has evolved since the 1987 guidance, the new version contains the new technology topics.

In the introduction, the guidance states, “Clarifying relevant regulatory standards for sterile drug products will help reduce the incidence of manufacturing problems with this class of pharmaceuticals, thus facilitating the ready availability of these therapeutically significant pharmaceuticals and avoiding drug shortages.” It also says, “It is critical that containers be filled and sealed in an extremely high quality environment.”

One of the features of the guidance is a new appendix devoted to blow-fill-seal (BFS) technology and its critical control points. For example, the guidance recommends that BFS machinery and its surrounding barriers should be designed to prevent the potential for extraneous contamination. In addition, a validated steam-in-place cycle or equivalent process should be used to sterilize the equipment path through which the product is conveyed.

The guidance also notes that the classified environment surrounding blow-fill-seal machinery should generally meet Class 100,000 (ISO 8) or better, depending on the design. HEPA-filtered or sterile air provided by membrane filters should also be used during the steps when sterile products or materials are exposed. Air in the critical area should meet Class 100 (ISO 5) microbiological standards during operations. Finally, a well-designed system should achieve Class 100 (ISO 5) airborne particle levels.

There are new sections on validation and qualification and a section on batch monitoring and control. “Equipment sterilization, media fills, polymer extrusion, product-plastic compatibility, forming and sealing integrity, and unit weight variation are key issues,” according to the guidance.

The guidance also contains a new appendix on processing prior to filling and sealing operations. This appendix covers aseptic processing from early manufacturing steps onward. In addition, a new appendix is included that covers containers and closures. Topics in this chapter include presterilizing glass containers, subjecting glass containers to dry heat, sterilizing of plastic containers, cleaning rubber closures, and inspecting container closure systems.

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